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Short selling
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#	Item
881	Orrick Normal Template rev[removed], the Legal MacPac Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-03-12 13:13:48 Financial system United States securities law Financial regulation Short selling Securities Exchange Act Short Exercise Stock exchange Broker-dealer Financial economics Financial markets Finance
882	BEFORE THE COMMISSIONER OF COMMERCE AND INSURANCE FOR THE STATE OF TENNESSEE AT NASHVILLE TENNESSEE SECURITIES DIVISION, Petitioner, vs. IMTEK FUNDING CORPORATION, Add to Reading List Source URL: www.tn.gov Language: English - Date: 2013-02-13 10:38:42 Financial system Financial regulation Short selling Broker-dealer Fixed income market Short Broker Financial markets Financial economics Finance
883	EARLYBIRDCAPITAL, INC. SEC Rule 11Ac1-3 - Payment For Order Flow Pursuant to SEC Rule 11Ac1-3, we are required to notify you of payment for order flow arrangements. EarlyBirdCapital, Inc. does not receive remuneration i Add to Reading List Source URL: www.earlybirdcapital.com Language: English - Date: 2012-10-18 13:51:14 Financial system United States securities law Short selling Investment Securities Investor Protection Corporation Security Financial Industry Regulatory Authority Short Securities Exchange Act Financial economics Finance Financial markets
884	Journal of Financial Economics[removed]–339 Securities lending, shorting, and pricing$ Darrell Dufﬁea, Nicolae Ga# rleanuc,, Lasse Heje Pedersenb a b Add to Reading List Source URL: faculty.haas.berkeley.edu Language: English* - Date: 2005-07-11 17:40:56 Short selling Debt Credit Financial regulation Securities Securities lending Short Repurchase agreement Financial market Financial economics Finance Economics
885	REGIONAL OFFICES CHRISTOPHER COX ATLANTA, BOSTON, CHICAGO, DENVER, FORT WORTH, Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2008-04-01 11:42:24 Financial regulation Short selling General Services Administration Christopher Cox Government procurement in the United States Short U.S. Securities and Exchange Commission Procurement Buy American Act Business Supply chain management Systems engineering
886	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 RELEASE NO[removed]July 17, 2014 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-07-17 06:25:37 73rd United States Congress Securities Exchange Act Finance Financial system U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Naked short selling United States securities law United States Securities and Exchange Commission Financial regulation
887	ALBERTA SECURITIES COMMISSION DECISION Citation: De Gouveia, Re, 2013 ABASC 249 David De Gouveia Add to Reading List Source URL: www.albertasecurities.com Language: English - Date: 2013-09-03 16:00:29 Finance Financial markets Financial regulation Short selling Short Uptick rule Futures contract Financial economics Investment Stock market
888	BATS Exchange Regulation SHO Amendment FAQ Last Updated – November 5, 2010 (latest updates have been highlighted) What is changing with Regulation SHO? Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2012-05-22 14:16:34 Business Financial markets Uptick rule Financial regulation Short selling Finance Order Short Circuit breaker Stock market Financial economics Investment
889	Microsoft PowerPoint - THE CAMP WATER EXCHANGE Add to Reading List Source URL: www.idwr.idaho.gov Language: English - Date: 2008-09-15 15:26:56 Short selling Business Money Economics Finance Financial regulation Short
890	VII. QUESTIONNAIRE A. BACKGROUND AND ORGANIZATION Add to Reading List Source URL: ers.ehawaii.gov Language: English - Date: 2012-11-08 13:09:33 Financial services Short selling Investment Structured finance Security Investment management Securities lending Short Asset-backed security Financial economics Finance Economics

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